Performance differences between RID Lookup vs Key Lookup?

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Are there any performance differences between when a non-clustered index uses the clustered index's key to locate the row vs when that table doesn't have a clustered index and the non-clustered index locates the row via the RID?



Does different levels of fragmentation impact this performance comparison as well? (E.g. in both scenarios the tables are 0% fragmented, vs 50%, vs 100%.)










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  • 1




    Basically, you don't want a heap in almost all scenarios where the table is not being used as some intermediate staging table.
    – Aaron Bertrand♦
    2 days ago






  • 1




    I wouldn't think so either Aaron. Unfortunately I'm battling a vendor who's application we use that has a database with 0 clustered indexes and frequently transacted (non-staging) tables, some with millions of records. I'm not crazy for being concerned that this design is one of the main reasons for poor performance from the application, am I?
    – J.D.
    2 days ago
















up vote
2
down vote

favorite












Are there any performance differences between when a non-clustered index uses the clustered index's key to locate the row vs when that table doesn't have a clustered index and the non-clustered index locates the row via the RID?



Does different levels of fragmentation impact this performance comparison as well? (E.g. in both scenarios the tables are 0% fragmented, vs 50%, vs 100%.)










share|improve this question

















  • 1




    Basically, you don't want a heap in almost all scenarios where the table is not being used as some intermediate staging table.
    – Aaron Bertrand♦
    2 days ago






  • 1




    I wouldn't think so either Aaron. Unfortunately I'm battling a vendor who's application we use that has a database with 0 clustered indexes and frequently transacted (non-staging) tables, some with millions of records. I'm not crazy for being concerned that this design is one of the main reasons for poor performance from the application, am I?
    – J.D.
    2 days ago












up vote
2
down vote

favorite









up vote
2
down vote

favorite











Are there any performance differences between when a non-clustered index uses the clustered index's key to locate the row vs when that table doesn't have a clustered index and the non-clustered index locates the row via the RID?



Does different levels of fragmentation impact this performance comparison as well? (E.g. in both scenarios the tables are 0% fragmented, vs 50%, vs 100%.)










share|improve this question













Are there any performance differences between when a non-clustered index uses the clustered index's key to locate the row vs when that table doesn't have a clustered index and the non-clustered index locates the row via the RID?



Does different levels of fragmentation impact this performance comparison as well? (E.g. in both scenarios the tables are 0% fragmented, vs 50%, vs 100%.)







sql-server performance-tuning clustered-index nonclustered-index bookmark-lookup






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asked 2 days ago









J.D.

39029




39029







  • 1




    Basically, you don't want a heap in almost all scenarios where the table is not being used as some intermediate staging table.
    – Aaron Bertrand♦
    2 days ago






  • 1




    I wouldn't think so either Aaron. Unfortunately I'm battling a vendor who's application we use that has a database with 0 clustered indexes and frequently transacted (non-staging) tables, some with millions of records. I'm not crazy for being concerned that this design is one of the main reasons for poor performance from the application, am I?
    – J.D.
    2 days ago












  • 1




    Basically, you don't want a heap in almost all scenarios where the table is not being used as some intermediate staging table.
    – Aaron Bertrand♦
    2 days ago






  • 1




    I wouldn't think so either Aaron. Unfortunately I'm battling a vendor who's application we use that has a database with 0 clustered indexes and frequently transacted (non-staging) tables, some with millions of records. I'm not crazy for being concerned that this design is one of the main reasons for poor performance from the application, am I?
    – J.D.
    2 days ago







1




1




Basically, you don't want a heap in almost all scenarios where the table is not being used as some intermediate staging table.
– Aaron Bertrand♦
2 days ago




Basically, you don't want a heap in almost all scenarios where the table is not being used as some intermediate staging table.
– Aaron Bertrand♦
2 days ago




1




1




I wouldn't think so either Aaron. Unfortunately I'm battling a vendor who's application we use that has a database with 0 clustered indexes and frequently transacted (non-staging) tables, some with millions of records. I'm not crazy for being concerned that this design is one of the main reasons for poor performance from the application, am I?
– J.D.
2 days ago




I wouldn't think so either Aaron. Unfortunately I'm battling a vendor who's application we use that has a database with 0 clustered indexes and frequently transacted (non-staging) tables, some with millions of records. I'm not crazy for being concerned that this design is one of the main reasons for poor performance from the application, am I?
– J.D.
2 days ago










2 Answers
2






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up vote
7
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Leaving aside the fragmentation bogeyeman (it doesn't really matter when doing singleton lookups), the main difference is that an RID specifies the exact page a row is on, while with a Key Lookup you traverse the non-leaf levels of the clustered index to find the target page. Aaron Bertrand did some tests on this in Is a RID Lookup faster than a Key Lookup?



However, Heaps can have forwarded fetches (or records) in them, in which case multiple logical IOs are required to find the target row.



I blogged about this recently, and I'm reproducing the content here to avoid a comment answer.



CREATE TABLE el_heapo 
(
id INT IDENTITY,
date_fudge DATE,
stuffing VARCHAR(3000)
);

INSERT dbo.el_heapo WITH (TABLOCKX)
( date_fudge, stuffing )
SELECT DATEADD(HOUR, x.n, GETDATE()), REPLICATE('a', 1000)
FROM (
SELECT TOP (1000 * 1000)
ROW_NUMBER() OVER (ORDER BY @@SPID)
FROM sys.messages AS m
CROSS JOIN sys.messages AS m2
) AS x (n)

CREATE NONCLUSTERED INDEX ix_heapo ON dbo.el_heapo (date_fudge);


We can look at the table with sp_BlitzIndex



EXEC master.dbo.sp_BlitzIndex @DatabaseName = N'Crap', 
@SchemaName = 'dbo',
@TableName = 'el_heapo';


NUTS



This query will produce bookmark lookups.



SELECT *
FROM dbo.el_heapo AS eh
WHERE eh.date_fudge BETWEEN '2018-09-01' AND '2019-09-01'
AND 1 = (SELECT 1)
OPTION(MAXDOP 1);


NUTS



Now we can cause some forwarded records to occur:



UPDATE eh
SET eh.stuffing = REPLICATE('z', 3000)
FROM dbo.el_heapo AS eh
WHERE eh.date_fudge BETWEEN '2018-09-01' AND '2019-09-01'
OPTION(MAXDOP 1)


BlitzIndex will show them to us:



NUTS



And if we re-run the lookup query:



NUTS



Profiler will show a difference as well:



NUTS






share|improve this answer





























    up vote
    1
    down vote













    Remember that the traversing of the non-leaf levels of the clustered index (which is basically what differs a Key to a rid lookup) will almost all be in memory. SQL Server reads through the root, next level, etc again, again, again and again etc. In other words, they will be super-hot.



    Compare that to forwarded records in a heap. You think you found one row, but dar, it is somewhere else. You, so to speak, jump all over the place. So one should be careful to just look at "reads" here. Logical vs physical reads becomes a factor.



    And, of course, a very important aspect is if you have heap forwarded records in the first place! Sys.dm_db_index_physical_stats with DETAILED option will tell you.






    share|improve this answer




















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      2 Answers
      2






      active

      oldest

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      2 Answers
      2






      active

      oldest

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      active

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      active

      oldest

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      up vote
      7
      down vote













      Leaving aside the fragmentation bogeyeman (it doesn't really matter when doing singleton lookups), the main difference is that an RID specifies the exact page a row is on, while with a Key Lookup you traverse the non-leaf levels of the clustered index to find the target page. Aaron Bertrand did some tests on this in Is a RID Lookup faster than a Key Lookup?



      However, Heaps can have forwarded fetches (or records) in them, in which case multiple logical IOs are required to find the target row.



      I blogged about this recently, and I'm reproducing the content here to avoid a comment answer.



      CREATE TABLE el_heapo 
      (
      id INT IDENTITY,
      date_fudge DATE,
      stuffing VARCHAR(3000)
      );

      INSERT dbo.el_heapo WITH (TABLOCKX)
      ( date_fudge, stuffing )
      SELECT DATEADD(HOUR, x.n, GETDATE()), REPLICATE('a', 1000)
      FROM (
      SELECT TOP (1000 * 1000)
      ROW_NUMBER() OVER (ORDER BY @@SPID)
      FROM sys.messages AS m
      CROSS JOIN sys.messages AS m2
      ) AS x (n)

      CREATE NONCLUSTERED INDEX ix_heapo ON dbo.el_heapo (date_fudge);


      We can look at the table with sp_BlitzIndex



      EXEC master.dbo.sp_BlitzIndex @DatabaseName = N'Crap', 
      @SchemaName = 'dbo',
      @TableName = 'el_heapo';


      NUTS



      This query will produce bookmark lookups.



      SELECT *
      FROM dbo.el_heapo AS eh
      WHERE eh.date_fudge BETWEEN '2018-09-01' AND '2019-09-01'
      AND 1 = (SELECT 1)
      OPTION(MAXDOP 1);


      NUTS



      Now we can cause some forwarded records to occur:



      UPDATE eh
      SET eh.stuffing = REPLICATE('z', 3000)
      FROM dbo.el_heapo AS eh
      WHERE eh.date_fudge BETWEEN '2018-09-01' AND '2019-09-01'
      OPTION(MAXDOP 1)


      BlitzIndex will show them to us:



      NUTS



      And if we re-run the lookup query:



      NUTS



      Profiler will show a difference as well:



      NUTS






      share|improve this answer


























        up vote
        7
        down vote













        Leaving aside the fragmentation bogeyeman (it doesn't really matter when doing singleton lookups), the main difference is that an RID specifies the exact page a row is on, while with a Key Lookup you traverse the non-leaf levels of the clustered index to find the target page. Aaron Bertrand did some tests on this in Is a RID Lookup faster than a Key Lookup?



        However, Heaps can have forwarded fetches (or records) in them, in which case multiple logical IOs are required to find the target row.



        I blogged about this recently, and I'm reproducing the content here to avoid a comment answer.



        CREATE TABLE el_heapo 
        (
        id INT IDENTITY,
        date_fudge DATE,
        stuffing VARCHAR(3000)
        );

        INSERT dbo.el_heapo WITH (TABLOCKX)
        ( date_fudge, stuffing )
        SELECT DATEADD(HOUR, x.n, GETDATE()), REPLICATE('a', 1000)
        FROM (
        SELECT TOP (1000 * 1000)
        ROW_NUMBER() OVER (ORDER BY @@SPID)
        FROM sys.messages AS m
        CROSS JOIN sys.messages AS m2
        ) AS x (n)

        CREATE NONCLUSTERED INDEX ix_heapo ON dbo.el_heapo (date_fudge);


        We can look at the table with sp_BlitzIndex



        EXEC master.dbo.sp_BlitzIndex @DatabaseName = N'Crap', 
        @SchemaName = 'dbo',
        @TableName = 'el_heapo';


        NUTS



        This query will produce bookmark lookups.



        SELECT *
        FROM dbo.el_heapo AS eh
        WHERE eh.date_fudge BETWEEN '2018-09-01' AND '2019-09-01'
        AND 1 = (SELECT 1)
        OPTION(MAXDOP 1);


        NUTS



        Now we can cause some forwarded records to occur:



        UPDATE eh
        SET eh.stuffing = REPLICATE('z', 3000)
        FROM dbo.el_heapo AS eh
        WHERE eh.date_fudge BETWEEN '2018-09-01' AND '2019-09-01'
        OPTION(MAXDOP 1)


        BlitzIndex will show them to us:



        NUTS



        And if we re-run the lookup query:



        NUTS



        Profiler will show a difference as well:



        NUTS






        share|improve this answer
























          up vote
          7
          down vote










          up vote
          7
          down vote









          Leaving aside the fragmentation bogeyeman (it doesn't really matter when doing singleton lookups), the main difference is that an RID specifies the exact page a row is on, while with a Key Lookup you traverse the non-leaf levels of the clustered index to find the target page. Aaron Bertrand did some tests on this in Is a RID Lookup faster than a Key Lookup?



          However, Heaps can have forwarded fetches (or records) in them, in which case multiple logical IOs are required to find the target row.



          I blogged about this recently, and I'm reproducing the content here to avoid a comment answer.



          CREATE TABLE el_heapo 
          (
          id INT IDENTITY,
          date_fudge DATE,
          stuffing VARCHAR(3000)
          );

          INSERT dbo.el_heapo WITH (TABLOCKX)
          ( date_fudge, stuffing )
          SELECT DATEADD(HOUR, x.n, GETDATE()), REPLICATE('a', 1000)
          FROM (
          SELECT TOP (1000 * 1000)
          ROW_NUMBER() OVER (ORDER BY @@SPID)
          FROM sys.messages AS m
          CROSS JOIN sys.messages AS m2
          ) AS x (n)

          CREATE NONCLUSTERED INDEX ix_heapo ON dbo.el_heapo (date_fudge);


          We can look at the table with sp_BlitzIndex



          EXEC master.dbo.sp_BlitzIndex @DatabaseName = N'Crap', 
          @SchemaName = 'dbo',
          @TableName = 'el_heapo';


          NUTS



          This query will produce bookmark lookups.



          SELECT *
          FROM dbo.el_heapo AS eh
          WHERE eh.date_fudge BETWEEN '2018-09-01' AND '2019-09-01'
          AND 1 = (SELECT 1)
          OPTION(MAXDOP 1);


          NUTS



          Now we can cause some forwarded records to occur:



          UPDATE eh
          SET eh.stuffing = REPLICATE('z', 3000)
          FROM dbo.el_heapo AS eh
          WHERE eh.date_fudge BETWEEN '2018-09-01' AND '2019-09-01'
          OPTION(MAXDOP 1)


          BlitzIndex will show them to us:



          NUTS



          And if we re-run the lookup query:



          NUTS



          Profiler will show a difference as well:



          NUTS






          share|improve this answer














          Leaving aside the fragmentation bogeyeman (it doesn't really matter when doing singleton lookups), the main difference is that an RID specifies the exact page a row is on, while with a Key Lookup you traverse the non-leaf levels of the clustered index to find the target page. Aaron Bertrand did some tests on this in Is a RID Lookup faster than a Key Lookup?



          However, Heaps can have forwarded fetches (or records) in them, in which case multiple logical IOs are required to find the target row.



          I blogged about this recently, and I'm reproducing the content here to avoid a comment answer.



          CREATE TABLE el_heapo 
          (
          id INT IDENTITY,
          date_fudge DATE,
          stuffing VARCHAR(3000)
          );

          INSERT dbo.el_heapo WITH (TABLOCKX)
          ( date_fudge, stuffing )
          SELECT DATEADD(HOUR, x.n, GETDATE()), REPLICATE('a', 1000)
          FROM (
          SELECT TOP (1000 * 1000)
          ROW_NUMBER() OVER (ORDER BY @@SPID)
          FROM sys.messages AS m
          CROSS JOIN sys.messages AS m2
          ) AS x (n)

          CREATE NONCLUSTERED INDEX ix_heapo ON dbo.el_heapo (date_fudge);


          We can look at the table with sp_BlitzIndex



          EXEC master.dbo.sp_BlitzIndex @DatabaseName = N'Crap', 
          @SchemaName = 'dbo',
          @TableName = 'el_heapo';


          NUTS



          This query will produce bookmark lookups.



          SELECT *
          FROM dbo.el_heapo AS eh
          WHERE eh.date_fudge BETWEEN '2018-09-01' AND '2019-09-01'
          AND 1 = (SELECT 1)
          OPTION(MAXDOP 1);


          NUTS



          Now we can cause some forwarded records to occur:



          UPDATE eh
          SET eh.stuffing = REPLICATE('z', 3000)
          FROM dbo.el_heapo AS eh
          WHERE eh.date_fudge BETWEEN '2018-09-01' AND '2019-09-01'
          OPTION(MAXDOP 1)


          BlitzIndex will show them to us:



          NUTS



          And if we re-run the lookup query:



          NUTS



          Profiler will show a difference as well:



          NUTS







          share|improve this answer














          share|improve this answer



          share|improve this answer








          edited yesterday









          Paul White♦

          46.5k14251398




          46.5k14251398










          answered 2 days ago









          sp_BlitzErik

          19.5k1161101




          19.5k1161101






















              up vote
              1
              down vote













              Remember that the traversing of the non-leaf levels of the clustered index (which is basically what differs a Key to a rid lookup) will almost all be in memory. SQL Server reads through the root, next level, etc again, again, again and again etc. In other words, they will be super-hot.



              Compare that to forwarded records in a heap. You think you found one row, but dar, it is somewhere else. You, so to speak, jump all over the place. So one should be careful to just look at "reads" here. Logical vs physical reads becomes a factor.



              And, of course, a very important aspect is if you have heap forwarded records in the first place! Sys.dm_db_index_physical_stats with DETAILED option will tell you.






              share|improve this answer
























                up vote
                1
                down vote













                Remember that the traversing of the non-leaf levels of the clustered index (which is basically what differs a Key to a rid lookup) will almost all be in memory. SQL Server reads through the root, next level, etc again, again, again and again etc. In other words, they will be super-hot.



                Compare that to forwarded records in a heap. You think you found one row, but dar, it is somewhere else. You, so to speak, jump all over the place. So one should be careful to just look at "reads" here. Logical vs physical reads becomes a factor.



                And, of course, a very important aspect is if you have heap forwarded records in the first place! Sys.dm_db_index_physical_stats with DETAILED option will tell you.






                share|improve this answer






















                  up vote
                  1
                  down vote










                  up vote
                  1
                  down vote









                  Remember that the traversing of the non-leaf levels of the clustered index (which is basically what differs a Key to a rid lookup) will almost all be in memory. SQL Server reads through the root, next level, etc again, again, again and again etc. In other words, they will be super-hot.



                  Compare that to forwarded records in a heap. You think you found one row, but dar, it is somewhere else. You, so to speak, jump all over the place. So one should be careful to just look at "reads" here. Logical vs physical reads becomes a factor.



                  And, of course, a very important aspect is if you have heap forwarded records in the first place! Sys.dm_db_index_physical_stats with DETAILED option will tell you.






                  share|improve this answer












                  Remember that the traversing of the non-leaf levels of the clustered index (which is basically what differs a Key to a rid lookup) will almost all be in memory. SQL Server reads through the root, next level, etc again, again, again and again etc. In other words, they will be super-hot.



                  Compare that to forwarded records in a heap. You think you found one row, but dar, it is somewhere else. You, so to speak, jump all over the place. So one should be careful to just look at "reads" here. Logical vs physical reads becomes a factor.



                  And, of course, a very important aspect is if you have heap forwarded records in the first place! Sys.dm_db_index_physical_stats with DETAILED option will tell you.







                  share|improve this answer












                  share|improve this answer



                  share|improve this answer










                  answered yesterday









                  Tibor Karaszi

                  8615




                  8615



























                       

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